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SOC 1 Reports Used in Employee Benefit Plan Audits

Description

This webcast will discuss how to maximize your firm’s use of a SOC 1 report in your EBP audits. Join to hear about: An overview of SOC 1 reports and what each section covers; A discussion of the auditors responsibilities under AU-C section 402: Audit Considerations Relating to an Entity Using a Service Organization, when using a SOC 1 report as audit evidence; Tips for effectively reviewing and understanding the SOC 1 report and other firm best practices; A walkthrough of the EBPAQC SOC 1 tool and how to use it.

Learning Objectives

•Identify the unique control environment of employee benefit plans •Use SOC reports in risk assessment •Analyze SOC 1 reports and the related standards •Use the EBP Audit Quality Center Tool to document your use of a SOC 1 report •Apply the concepts discussed in the webinar to real examples from SOC reports

Major Topics

*What is a SOC 1 report? *The auditors responsibilities under AU-C section 402: Audit Considerations Relating to an Entity Using a Service Organization, when using a SOC 1 report as audit evidence. *Effectively reviewing and understanding the SOC 1 report and other firm best practices.

Provider
AICPA
Course Level
Intermediate
Professional Area of Focus
Practitioner
Practitioners
Accounting & Auditing
Accounting and Auditing
CPE Field of Study
Auditing
2
Who Should Attend

Auditors of employee benefit plans

Instructor(s)
Lara Stanton Beth Garner
Prerequisites

Prior experience in auditing employee benefit plans.

Advanced Preparation

None

Location
Online – AICPA Platform
Sponsors
Event Information
When
Apr 7, 2022
1:00 pm - 3:00 pm EDT
Location
Online – AICPA Platform
Total CPE Credits
2
Format
Webcast Replay

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SOC 1 Reports Used in Employee Benefit Plan Audits


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