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This webcast will discuss how to maximize your firm’s use of a SOC 1 report in your EBP audits. Join to hear about: An overview of SOC 1 reports and what each section covers; A discussion of the auditors responsibilities under AU-C section 402: Audit Considerations Relating to an Entity Using a Service Organization, when using a SOC 1 report as audit evidence; Tips for effectively reviewing and understanding the SOC 1 report and other firm best practices; A walkthrough of the EBPAQC SOC 1 tool and how to use it.
•Identify the unique control environment of employee benefit plans •Use SOC reports in risk assessment •Analyze SOC 1 reports and the related standards •Use the EBP Audit Quality Center Tool to document your use of a SOC 1 report •Apply the concepts discussed in the webinar to real examples from SOC reports
*What is a SOC 1 report? *The auditors responsibilities under AU-C section 402: Audit Considerations Relating to an Entity Using a Service Organization, when using a SOC 1 report as audit evidence. *Effectively reviewing and understanding the SOC 1 report and other firm best practices.
Auditors of employee benefit plans
Prior experience in auditing employee benefit plans.
None
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