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ERISA Section 103(a)(3)(C) audits: Part 2

Description

Join us to dive deeper into the requirements for ERISA Section 103(a)(3)(C) audits. In this webcast, you will learn:- Tips related to the changes resulting from the issuance of SAS No. 136; The auditor’s responsibilities related to the ERISA Section 103(a)(3)(C) certification; And more!

Learning Objectives

• Apply the requirements of AU-C 703 to ERISA Section 103(a)(3)(C) audits •Determine considerations that should be made in identifying relevant plan provisions •Analyze whether a Form 5500 is substantially complete •Distinguish issues that may result in reportable findings

Major Topics

*EBP audit client acceptance/the engagement letter *Relevant plan provisions *Substantially complete Form 5500 *Reportable findings *New auditor’s report

Provider
AICPA
Course Level
Intermediate
Professional Area of Focus
Practitioner
Practitioners
Accounting & Auditing
Accounting and Auditing
CPE Field of Study
Auditing
2
Who Should Attend

Employee benefit plan (EBP) auditors who perform ERISA Section 103(a)(3)(C) audits

Instructor(s)
Debbie Smith
Prerequisites

Attendance of part 1 of the series or a basic knowledge of SAS No. 136.

Advanced Preparation

None

Location
Online – AICPA Platform
Event Information
When
Jan 27, 2022
1:00 pm - 3:00 pm EDT
Location
Online – AICPA Platform
Total CPE Credits
2
Format
Webcast Replay

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ERISA Section 103(a)(3)(C) audits: Part 2


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