Audits of 401(k) Plans

Description

Since 401(k) plans make a popular option for employee benefit plans, auditors of employee benefit plans must have the proper skills to audit these plans effectively. You will work through how to audit a 401(k) plan and prepare financial statements that satisfy ERISA and SEC requirements. Tap into ways to plan and conduct 401(k) audits more efficiently and effectively, and understand the differences between 401(k) audits and other employee benefit plan audits.

Learning Objectives

Upon completion of this webcast, participants will be able to:

  • Recognize the requirements for 401(k) audits to distinguish between audits of other types of employee benefit plans and 401(k) audits
  • Identify efficient and effective ways to plan and conduct 401(k) audits
  • Recognize new developments affecting 401(k) audits
Major Topics
  • Background of 401(k) audits
  • Audit planning and pre-engagement activities
  • Internal control considerations
  • Auditing the statement of net assets available for benefits
  • Auditing the statement of changes in net assets available for benefits
  • Other auditing considerations
  • The auditor’s report
  • Financial statement disclosures
  • Supplemental schedules
Provider
AICPA
Course Level
Basic
Professional Area of Focus
Accounting & Auditing
Nonprofit / Not-For-Profit
CPE Field of Study
Auditing
8.0
Who Should Attend
Auditors of employee benefit plans, accountants in business and industry
Instructor(s)
Randy Dummer
Location
Online Course
Register Now
When
Aug 10, 2018
9:00 am - 5:00 pm
Total CPE Credits
8
Format
Webcast
Instructor
Randy Dummer

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Audits of 401(k) Plans


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