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AICPA Peer Review Must-Select Industry Update: Brokers and Dealers in Securities

Description

What has changed? In this webcast we will help you become familiar with recent changes in peer review guidance related to engagements of brokers and dealers in securities. We’ll also cover other key items related to peer reviewing these engagements. This webcast will help you identify non-conforming broker-dealer engagements when conducting peer reviews.

Learning Objectives

• Identify which engagements are included in the scope of peer review.
• Apply concepts from accounting, auditing, and peer review guidance for broker-dealer engagements.
• Identify common peer review matters and findings on broker-dealer engagements.

Provider
AICPA
Course Level
Intermediate
CPE Field of Study
Auditing
1
Who Should Attend

All peer reviewers who plan to review broker-dealer engagements

Instructor(s)
Richard Wortmann
Prerequisites

A fundamental knowledge of performing broker-dealer engagements and peer review.

Location
Online
Event Information
When
May 12, 2020
10:30 am - 11:30 am EDT
Location
Online
Total CPE Credits
1
Format
Webinar

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AICPA Peer Review Must-Select Industry Update: Brokers and Dealers in Securities


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